Regulations

HACCP (APPCC) plan in a small restaurant: what it is and what records you need

HACCP (APPCC in Spanish) is mandatory in every restaurant, but adapted to its size. What the rules require, which records are asked for, the temperatures set by law and the fine bands.

By Equipo de Weko · Reviewed on · 7 min read

Hands in blue gloves placing a food container in the fridge of a restaurant kitchen

Yes: every bar or restaurant that handles food has to apply a HACCP system (APPCC in Spanish), but adapted to its size. HACCP stands for "Hazard Analysis and Critical Control Points": it is a method for spotting what can go wrong with food (it gets contaminated, the cold chain breaks...) and putting in writing how you prevent it. A small venue does not need a treatise: clear procedures and simple records showing that you follow them are enough.

What the rules require exactly

The basis is Regulation (EC) 852/2004, which applies to every food business, from a neighbourhood bar to a factory. These are the pieces that matter to a restaurant:

What it requiresWhere it is
Put in place, implement and maintain permanent procedures based on HACCP principlesRegulation (EC) 852/2004, art. 5.1
Follow seven principles: identify hazards, determine critical control points, set critical limits, monitor them, define corrective actions, verify that the system works and keep documents and recordsArt. 5.2, letters a to g
Documents and records, "commensurate with the nature and size of the business"Art. 5.2.g
Provide the authority with evidence that you comply, keep the documents up to date and keep the records for an appropriate periodArt. 5.4
Training: supervise and train food handlers in hygiene according to their workAnnex II, chapter XII, paragraph 1
Adequate procedures to control pestsAnnex II, chapter IX, paragraph 4
Do not interrupt the cold chain, except for limited periods for handling needsAnnex II, chapter IX, paragraph 5
Know who supplies you and whom you supply (traceability) and be able to inform the authority if askedRegulation (EC) 178/2002, art. 18.2 and 18.3

Note the point in art. 5.2.g: the rule itself recognises that the volume of paperwork has to be proportionate to the business.

"Small" does not mean "no plan"

Recital 15 of Regulation (EC) 852/2004 accepts that in some businesses it is not possible to identify critical control points, and that in those cases good hygiene practices can replace monitoring. It also says that critical limits do not always require a figure to be set and that documentation must be flexible so as not to burden very small businesses.

That does not mean you can have nothing. It means your plan can be short, with your real dishes and your real kitchen, and the records can be simple.

In 2022 the European Commission published Notice 2022/C 355/01 on food safety management systems with flexibility, which replaces the 2016 one. It is an interpretation guide: Commission notices are not legally binding. AESAN, Spain's state food safety agency, also has a page dedicated to flexibility in applying the hygiene regulations.

The typical records of a small restaurant

We need to be clear here: no rule sets a sheet template or a mandatory frequency for these records. What is usually asked for in an inspection is proof that you do what you say you do (art. 5.4.a). These are the ones that almost always come up:

RecordWhat it is forWhat in the rules supports it
Temperatures of cold rooms and fridgesShowing that the cold chain is not brokenRegulation (EC) 852/2004, Annex II, ch. IX; Real Decreto 1086/2020, art. 30
Cleaning and disinfectionChecking that what was planned is doneArt. 5.1 and 5.2.g of Regulation (EC) 852/2004
Suppliers and traceabilityKnowing where each product comes from and whom it is served toRegulation (EC) 178/2002, art. 18.2 and 18.3
Staff trainingShowing that whoever handles food knows howAnnex II, ch. XII, paragraph 1
Pest controlContract with a company or your own checksAnnex II, ch. IX, paragraph 4
Frying oilControlling when it has to be changed: the content of polar compounds must be below 25%Orden of 26-1-1989, art. 6.3 (art. 3 of the Orden expressly includes bars)

On frequency, no rule sets a general recording frequency. If you want to know what the inspection expects in your area, check with the health authority of your autonomous community. A good starting point is to record as regularly as the plan itself decides and always keep to it: a half-done record with gaps looks worse than a simple, complete one.

The temperatures set by the rules

The most specific ones are in art. 30 of Real Decreto 1086/2020, as worded by Real Decreto 1021/2022, for prepared-meal establishments:

SituationTemperatureParagraph of art. 30
Refrigerated prepared food with a shelf life of more than 24 hours4 °C or less3.a
Refrigerated prepared food with a shelf life of less than 24 hours8 °C or less3.b
Frozen prepared food-18 °C or less4
Food kept hot63 °C or more2
Rapid cooling of hot foodFrom 60 °C to 10 °C in less than 2 hours6
Reheating74 °C for at least 15 seconds at the centre of the food, within one hour of taking it out of the fridge7

The same article lets the operator set other storage temperatures if they show the authority, on a scientific basis, that safety is guaranteed (paragraph 5). What works for your kitchen is what you have written in your plan and can justify.

Retained samples (comidas testigo: keeping a sample of what was served for seven days, at least 100 g, at 4 °C or less or at -18 °C or less) are required of those who serve care homes, day centres, school canteens and other group catering, communal canteens, means of transport, events when that is their main activity, and orders for groups or events of more than 40 people (art. 30, paragraphs 8 to 10). It is not usual in a small restaurant, but if you accept an order for more than 40 people, it does affect you.

If you come across old templates that cite Real Decreto 3484/2000 on prepared meals, bear in mind that it has been repealed since Real Decreto 1021/2022.

What penalties the law provides for

The Ley 17/2011 classes as a food safety infringement, among others, non-compliance on self-monitoring (art. 50.1.d), and sets these bands in art. 52:

ClassificationBand (Ley 17/2011, art. 52)Examples on self-monitoring
MinorUp to €5,000Deficiencies in the records (art. 51.1)
SeriousFrom €5,001 to €20,000Absence of self-monitoring; absence of required records or lack of essential traceability data (art. 51.2)
Very seriousFrom €20,001 to €600,000Lack of the controls or precautions required when it entails a serious risk to public health (art. 51.3)

Those are the limits set by the law, not the fine a bar would get. Control falls to the competent bodies of the autonomous communities (and of Ceuta and Melilla), to local authorities in their areas and to the central State administration for coordination and external health (Ley 17/2011, art. 3.2.a). If you are unsure how it applies in your area, ask the health authority of your autonomous community.

Where to start

  1. Write your list of real hazards: which dishes (with their allergens), which fridges, which handling operations.
  2. Decide what you are going to record (temperatures, cleaning, suppliers, training, pests, oil) and how regularly, and stick to it.
  3. Write down what you do if something fails (for example, a fridge above its temperature) and leave a record that you did it.
  4. Keep the records and have the documents to hand for when the inspection comes.

For step 2 you don't have to start from scratch: here you prepare the month's sheets to print and fill in by hand, with the temperatures of each cold room, cleaning, goods received and fryer oil. For now the tool is in Spanish.

Tu local y el mes

El nombre del local y el mes salen escritos en la cabecera de cada hoja.

Qué hojas quieres

Marca las que uses en tu local. Cada hoja lleva una fila por cada día del mes.

Tus cámaras

Una hoja por cada cámara. Las filas en blanco no cuentan.

Si dejas el mínimo y el máximo en blanco, ponemos un rango de partida según el tipo y lo verás impreso en la hoja. Compruébalo con el de tu plan y cámbialo si el tuyo es otro. En una cámara de tipo «otra» el rango lo pones tú.

Límites al recibir mercancía

Los de tu local, para que salgan impresos en la hoja. En blanco ponemos unos de partida; cámbialos si tu plan marca otros.

Pon el nombre del local, el mes y al menos una hoja (y, si quieres las temperaturas, una cámara con su nombre o su rango) para poder recibirlas por correo.

If you prefer to manage this in an app, Weko is a management tool for hospitality, and we compare it with Yurest and Qamarero, which also handle HACCP. With it or without it, what is decisive is that the records reflect what really happens in your kitchen every day.

This guide is for information only and is not legal advice.

Do it yourself, for free

And if you want this to run by itself

Weko keeps up to date what you have just read, so you do not have to repeat it or remember every change: you take care of your business and Weko takes care of the rest.

See how Weko handles it day to dayCreate your Weko account

Frequently asked questions

What is HACCP and why does it affect me?

It stands for Hazard Analysis and Critical Control Points (APPCC in Spanish): a method for spotting what can go wrong with food and controlling it. Regulation (EC) 852/2004 (art. 5.1) requires every food business operator to put in place, implement and maintain permanent procedures based on these principles.

Does it have to be a huge document?

No. The rule itself asks for documents and records "commensurate with the nature and size of the business" (art. 5.2.g), and its recitals speak of flexibility for the smallest businesses.

What records will I be asked for in an inspection?

The rules do not impose a specific format or frequency. Inspectors usually ask for temperature, cleaning, supplier and traceability records, staff training, pest control and oil-change records, as proof that you do what you say you do (art. 5.4).

How often do I have to write down temperatures?

No rule sets a general frequency. What matters is that the record is consistent with the way you work and that you always do it. If you want to know what the inspection expects in your area, check with the health authority of your autonomous community.

What fine can I get if I do not have HACCP?

The Ley 17/2011 treats a lack of self-monitoring or traceability as a food safety infringement and sets three bands: up to €5,000, from €5,001 to €20,000 and from €20,001 to €600,000. These are the limits of the law; the specific fine depends on the case and the autonomous community.

Keep reading

Weko Blog. Every article shows the date of its last review and the sources it relies on.